How we Help

Compliance

Stay ahead of shifting regulations and simplify compliance processes.

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For Compliant Research Management

Engineered to meet stringent SEC requirements for recordkeeping, data management, communications monitoring and more.

Bipsync eases the burden of compliance for research analysts, boosts employee buy-in to compliance and security practices, and streamlines audit, reporting and discovery processes for CCOs.

  • Purpose-built secure compliance portal for CCOs.

  • On-demand data retrieval, reporting and analytics.

  • Automatic versioning, logging and archiving.

  • A time-accurate and complete audit trail of every action taken within the platform.

  • Customizable access policies, authentication and authorization controls.

Where Industry Compliance Comes as Standard

Bipsync addresses your needs for pre-trade compliance at the research level from the outset.

The tightly integrated research environment provides an accurate and secure digital record of all your fund’s research activities. Meet electronic recordkeeping standards, data management regulations of privacy, availability and security, communications monitoring and control, and more.

User Adoption Boosts Compliance

You can have the most compliant RMS possible, but if your analysts aren’t using it, it counts for nothing.Unlike traditional approaches to RMS, plagued by restrictive user experience and low-adoption, Bipsync’s intuitive interface and high user adoption works to support your compliance program. Analysts no longer seek out insecure, non-compliant consumer alternatives; they get a compliant tool they love to use day-in day-out, and you get the most complete audit trail of research activity.

Compliance Management and Reporting

Bipsync does more than help you stay compliant; it helps you demonstrate it too with a feature-rich compliance management portal.

Purpose built to streamline the reporting, discovery and audit of your fund’s research data, Compliance Report is a CCO’s dedicated secure portal into all research activity within Bipsync. Proven to dramatically simplify audit requests and reporting, discovery requests that could take weeks take just seconds with Bipsync. So whether you need fund-wide visibility or narrow granularity, you can get the insight into the research activity you need, at your fingertips.

Meet regulations and simplify your compliance processes. Schedule a free compliance demo and see Bipsync in action.